Testimony
of Adam Isacson, senior associate, Center for International Policy, April
11, 2002
Testimony
Adam Isacson
Senior Associate,
Center for International Policy
April 11, 2002
Subcommittee on
the Western Hemisphere, House International Relations Committee
Chairman Ballenger,
Ranking Member Menendez, I thank you for the opportunity to testify before
your subcommittee today on U.S. policy toward Colombia. This is a crucial
moment in Colombia. A month and a half ago, three years of peace talks
with the Colombian Revolutionary Armed Forces (FARC) guerrillas broke
down. A month and a half from now, Colombia will hold a very important
presidential election.
This is also a crucial
moment for the United States’ policy toward Colombia. This year, the administration’s
2003 Foreign Operations request asks Congress for significant amounts
of non-drug military assistance for the first time since the Cold War,
most of it equipment and training to help defend an oil pipeline. The
emergency supplemental legislation also before Congress would go still
further, allowing all previous narcotics-related military assistance –
including the contents of the 2000 “Plan Colombia” aid package – to be
used in a “unified campaign against narcotics trafficking, terrorist activities,
and other threats to its national security.”[1]
Broadening our military
assistance mission in Colombia beyond counter-narcotics is a major departure.
This may be the last time we get to debate such a qualitative change;
future debates will center not on whether we should be involved in Colombia’s
conflict, but how deeply we should be involved. It is important
that Congress thoroughly consider the consequences of what it decides
this year. My study of Colombia over the past few years has convinced
me that these consequences could be very serious for both of our countries.
Why the focus
on counter-narcotics?
The Center for International
Policy has always opposed the United States’ overwhelming focus on the
drug issue in Colombia. It is obvious to all that Colombia’s problems
go well beyond narcotics, and we have argued for years that our emphasis
on military responses and fumigation would do little more than push drug
cultivation around the map of South America. (See figure 1 at the end
of this document.)
But I understand
why past administrations chose to limit our military-assistance mission
to the drug war – and it was more than just political expedience. On some
level, our security planners were aware of the challenge Colombia’s conflict
presents and the commitment that taking on its armed groups would require.
Colombia is a big
country, its illegal armed groups are large and well-funded from a variety
of sources (including drugs), and the conflict’s roots are old and complex.
The military’s small size and chronic human rights problems are symptoms
of years of institutional neglect and lack of professionalization. The
guerrillas’ strength is also a symptom of the government’s historical
neglect of rural Colombia. The amount that what needs to be done is daunting,
and anyone who promises a short-term solution is, quite simply, a fool.
As a result, until
now U.S. policymakers had concentrated their aid resources where they
thought they could make a difference – fighting drugs, which not only
poison our citizens but fuel Colombia’s conflict. CIP disagreed with the
choice of concentrating resources on the military, which failed to address
the reasons people grow drugs to begin with, and threatened to bring us
closer to entanglement in the conflict. But as our resources have been
limited to roughly half a billion dollars over each of the past few years,
the broader idea of focusing on one aspect of Colombia’s crisis made some
strategic sense – even though we’ve seen virtually no impact on the drug
trade so far.
Stretching U.S.-provided
military assets – creating demand for more military aid
Since 2000, the United
States has provided Colombia’s about $1.35 billion in military and police
aid. (See table 1 at the end of this document.) Most of the aid to Colombia’s
army adds up to a 2,300-man counter-narcotics brigade and about 75 helicopters.
This is perhaps enough, if not to eliminate the presence of armed groups,
at least to alter the military balance in an area like Colombia’s drug-infested
Putumayo department, which is about the size of the state of Maryland.
But Colombia is the
size of Texas, New Mexico and Oklahoma combined. If we broaden the mission
of our aid beyond drugs, we will dramatically increase the number of targets
that these units and helicopters can be employed against. We may find
very soon that these assets are spread way too thinly, and thus unable
to respond to the majority of requests for their use. Armed groups will
continue to attack military and civilian targets and infrastructure, and
we will soon find that our assistance has made little difference in the
overall direction of the conflict.
This will generate
enormous pressure in out-years (perhaps as soon as 2003) for substantial
military aid increases: more helicopters, more training, more weapons,
more units. Perhaps more U.S. personnel acting as instructors and advisors.
How will Congress respond to that pressure? How far are we willing to
go in Colombia? Responsibility demands that we answer these questions
now rather than later.
It is disingenuous
to call a broader mission in Colombia “counter-terrorism.” That makes
it sound like a relatively small effort. But Colombia is not the Philippines,
Georgia, or Yemen.
Certainly, the FARC,
the smaller National Liberation Army (ELN) guerrillas, and the rightist
paramilitaries of the United Self-Defense Forces of Colombia (AUC) are
all on the State Department’s list of terrorist organizations, and all
commit acts of terrorism. But these groups have been fighting for decades
– some can even trace their origins as far back as 1948. Together, they
have roughly 40,000 members. (See table 2 at the end of this document.)
Unlike most terrorist groups, they control territory and even govern it,
however crudely and brutally. They are organized as military forces, well-armed
and equipped with extensive intelligence capabilities. They earn hundreds
of millions of dollars per year in ill-gotten profits, much from the drug
trade. The FARC has even proven able to carry out military-style attacks
on army bases. By comparison, the Abu Sayyaf organization in the Philippines
has only a few hundred members and is confined to parts of a small island.
Confronting Colombia’s
groups militarily would mean supporting a long and costly counter-insurgency
campaign, many times larger than all military aid we have given Colombia
so far. Calling it “counter-terrorism” and changing the purpose of past
aid would be nothing more than a tiny first step.
The small size of
Colombia’s armed forces increases the potential for U.S. overcommitment.
Currently, the Colombian Army has about 150,000 members, but only about
40,000 of them can be deployed into battle.[2] The rest are at desk jobs or tied
down to guarding static infrastructure like pipelines and power lines.
This force would
need to triple or quadruple in size to take on the insurgents effectively.
In fact, a 1999 paper on Colombia from the U.S. Army War College argues,
“Conventional wisdom holds that a successful counter-insurgency requires
a ratio of 10 soldiers to 1 guerrilla. … Even if the army were to achieve
the 10 to 1 force ratio, it might still not be enough to ‘saturate’ the
country.”[3] Colombia’s
defense needs are simply too great for U.S. aid alone to make a difference,
and any attempt to fill the gap unilaterally could be disastrous.
Colombia’s contribution
Worse, it is far
from clear whether Colombia’s leadership – the ten percent that earn 42
times in a year what the bottom ten percent earn, or the three percent
of landholders who control 70 percent of farmland – would be committed
to joining the United States in sharing the burden of a serious war effort.[4]
Current Colombian
law excludes conscripts with high school degrees – meaning all but the
poor – from service in combat units.[5] The World Bank's figures show that
Colombians pay only 10.1 percent of GDP in taxes – half the U.S. figure
and lower than most of Latin America; in the United States during World
War II, taxes and war bonds ate up nearly 40 percent of GDP.[6]
(See figure 2 at the end of this document.) Colombia's National Association
of Financial Institutions (ANIF) reports that Colombia spends only 1.97
percent of GDP on defense, despite having been at war for decades.[7]
Worse, much of what is raised ends up lost to corruption. The “corruption
perceptions index” maintained by Berlin-based Transparency International
ranks Colombia 50th on a list of 91 countries.[8]
In a 2001 report,
the Army War College report reminds us, “The history of counterinsurgency
support teaches that for the ally in the field to win, the United States
should not make the sacrifices for it. The sacrifices in this case must
be borne by the people of Colombia.”[9] At present, however, Colombia's will to sacrifice
is in doubt.
The El Salvador
analogy
At first glance,
the question of elite commitment and slowly escalating U.S. military aid
may remind some of Vietnam during the Kennedy administration. The Vietnam
analogy is inappropriate, however – it is difficult to imagine U.S. ground
troops in Colombian jungles. But a costly and difficult military commitment
is certainly a plausible outcome of the current strategy.
A more apt comparison,
at least on a very basic level, may be the U.S. experience in El Salvador.
In fact, many U.S. advocates of greater counter-terror / counter-insurgency
aid to Colombia – such as the Rand Corporation, in a June 2001 report
– hold up U.S. support for El Salvador in the 1980s as a possible model
for Colombia.[10]
However, these analysts’
reading of El Salvador invariably neglects to recall that it took twelve
years and nearly two billion dollars of military aid to achieve only a
stalemate in El Salvador, after fighting killed 70,000 people and exiled
over a million. Since Colombia has fifty-three times the area and eight
times the population of El Salvador, the cost of a “successful” counter-insurgency
campaign could be nightmarishly high, whether measured in dollars or lives.
Links between
the military and paramilitaries
Even if Colombia’s
military could somehow be brought to the strength needed to secure all
of the country’s territory, U.S. aid would still have disastrous consequences
if lingering ties between the armed forces and rightist paramilitaries
continue to go unaddressed. It alarms and sickens many to think that our
assistance could indirectly benefit a group that is responsible for the
vast majority of Colombia’s killings, disappearances and forced displacement
of civilians.
Due to the Colombian
military’s well-documented ties to the paramilitaries, as well as the
impunity enjoyed by officers credibly alleged to have been involved in
abuses, the U.S. government was unable to certify that its aid recipients
met a series of human rights conditions that Congress included in the
2000-2001 aid package law. (President Clinton chose to waive the conditions,
as the law allowed, citing “the national security interest.”) While a
delayed and highly contested certification is likely soon, the State Department’s
March 4 human rights report reminds us that “members of the security forces
sometimes illegally collaborated with paramilitary forces” throughout
2001.[11]
Collusion between
the Colombian military and the terrorists of the right is continuing.
The following examples are taken from the United Nations High Commissioner
for Human Rights’ just-released report on Colombia, which notes that “the
Office continued receiving disturbing information about ties between the
armed forces and paramilitary groups” throughout 2001.[12]
- Disciplinary and
penal investigations are being carried out in the cases of the Chengue
[January 2001] and Buga [October 2001] massacres, to establish the responsibility
of armed forces members in the violent acts perpetrated by paramilitaries.
Information collected by the Office indicates strong evidence of military
responsibility by omission of duty.
- In the case of
the Alto Naya massacre [in April 2001], both the Office and the Human
Rights Ombudsman alerted authorities about the movement of an illegal
armed group toward the zone. Despite that, the paramilitaries passed
through various localities in the region during seven days, while Army
commanders reported that only confrontations between irregular groups
were taking place. The timely warnings were unable to stop the paramilitaries
from freely carrying out their violent campaign in Patio Bonito, Río
Minas, el Playón and other Alto Naya communities.
- Numerous cases
of paramilitary murders were perpetrated in urban areas. This was particularly
the situation in various municipalities in eastern Antioquia department,
such as San Carlos, and in Barrancabermeja. In this city, between October
9 and 20, four union members and a member of a non-governmental organization
were victims of extrajudicial executions perpetrated by paramilitaries
in the city’s streets, despite a strong presence of the state security
forces.
- The Office has
received testimonies stating that during military operations, members
of the Army threatened the civilian population, announcing the imminent
arrival of the paramilitaries. The office received such information
in relation with military operations that occurred in Arauca department
in July.
- The armed forces
still give promotions to military and police officers whose conduct
is being investigated, disciplinarily or criminally, for human rights
violations or paramilitary actions. These promotions send a contradictory
message to civil society about how the state complies with its duties
in regard to the fight against impunity.
In addition, during
visits to Colombia in February and April, the Center for International
Policy heard numerous testimonies from elected officials, ombudsmen, community
leaders, and human rights defenders about continuing – and even increasing
– military-paramilitary collusion, particularly blatant military and police
tolerance of paramilitary activity, in Nariño, Cauca, and Norte de Santander
departments.
The paramilitaries,
who many tax-paying Colombians may view as a cheaper, quicker option than
multiplying the size of their military, are getting stronger. They are
the fastest-growing of Colombia’s armed groups, increasing from about
4,000 in 1998 to about 14,000 today, and their leaders say they aim to
double in size again by next year. They have made significant territorial
gains, moving from traditional strongholds like northwestern Colombia
and the Middle Magdalena region to town centers in many longtime guerrilla
strongholds in southern Colombia and elsewhere. The paramilitaries also
fund themselves through the drug trade, and not just because Colombia’s
drug lords are among their longtime benefactors. Like the guerrillas,
the paramilitaries tax coca and heroin-poppy in areas where they are strong.
The so-called “political director” of the AUC, the media-savvy Carlos
Castaño, has admitted in interviews that his group gets about 70 percent
of its funding from the drug trade.[13]
Many are turning
a blind eye to these drug links, though, as the guerrillas’ behavior has
increased the death squads’ political acceptance. The candidate leading
polls for the May presidential elections, hard-liner Alvaro Uribe, is
promising to arm a million more civilians.[14] On a February visit, I heard several reports
of paramilitaries gathering townspeople and instructing them to vote for
Uribe. While this does not mean that Uribe will foster the paramilitaries,
the rightist groups’ support must indicate a belief that he will go easy
on them.
Human rights conditions
Broadening the mission
of U.S. assistance beyond counter-narcotics may mean allowing U.S. aid
to be used all over the country, possibly including many areas where the
military is frequently alleged to be colluding with paramilitaries. Under
the “Leahy Law” human rights protections, U.S. personnel are checking
the names of recipient-unit members against a database of known violators.
The administration’s
supplemental appropriations request, as currently written, would keep
the Leahy protections but would do away with the Colombia-specific language
in the 2002 Foreign Operations Appropriations law, which were designed
as a crucial additional safeguard against indirect U.S. support for paramilitaries.
It is our belief that while the Leahy Law is an important tool, the additional
conditions are well-tailored to the Colombian context and must be retained.
Oil pipeline
The supplemental
appropriations request also would provide Colombia with $6 million in
Foreign Military Financing (FMF) assistance to begin training military
units to protect the Caño Limón-Coveñas pipeline in northeastern Colombia.
FARC and ELN guerrillas attacked the pipeline – whose oil belongs to a
joint venture involving U.S.-based Occidental Petroleum – 170 times in
2001. The administration's 2003 Foreign Operations Appropriations request
includes another $98 million in FMF for pipeline protection. This aid
includes helicopters, training and equipment for Colombia's 18th Brigade,
based in Arauca department on the Venezuelan border, and a new 5th Mobile
Brigade. The $6 million in the supplemental merely seeks to "jump-start"
this larger aid program.
The proposal raises
questions about whether the additional assistance, which will include
$60 million for helicopters, will be able to bring an end to guerrilla
attacks on the 400-mile-long pipeline. The guerrillas may adapt and begin
to concentrate their attacks beyond the 18th Brigade’s jurisdiction
(about the first 75 miles of the pipeline). If this happens, it is likely
that Congress will be asked to provide still more FMF to protect the pipeline.
Even in this one area there is plenty of room for escalation.
But the pipeline
is just one strategic element, in one corner of Colombia. U.S. Ambassador
Anne Patterson told Colombia’s El Tiempo newspaper in February,
“There are more than 300 infrastructure sites that are strategic for the
United States in Colombia.”[15]
Under the banner of infrastructure protection, then, there is plenty of
room for escalated involvement.
It is not clear why
the administration has chosen to favor the Caño Limón pipeline over all
others, though subsidizing the security costs of a U.S. corporation could
be a motive. The “Critical Infrastructure Brigade,” as the Bush administration
aid proposals call it, would be protecting a pipeline that, when operational,
pumps about 35 million barrels per year. This adds up to $3 per barrel
in costs to U.S. taxpayers to protect a pipeline for which Occidental
currently pays security costs of about 50 cents per barrel, according
to the Wall Street Journal.[16]
Meanwhile, since
December 2001, the AUC’s “Eastern Plains Bloc” has moved north from Casanare
department and begun systematically killing people in two towns it has
taken control of about 100 miles to the southeast of the pipeline. (See
figure 3, the map at the end of this document.) It is worth keeping an
eye on the 18th Brigade’s response, if any, to the paramilitary
offensive in the towns of Tame and Cravo Norte, Arauca. If there is no
effort to respond, we may be seeing a preview of a very ugly situation
to come as the paramilitaries move further north to the pipeline zone.
DOD vs. State
As noted in the April
7 Washington Post, some provisions in the supplemental appropriations
request would allow the Defense Department to provide $130 million in
defense articles, services and training “in furtherance of the global
war on terrorism, on such terms and conditions as the Secretary of Defense
may determine.”
At least since passage
of the Foreign Assistance Act of 1961 (P.L. 87-195, beginning with 22
USC 2151), Congress has determined that military aid be managed by the
State Department and funded through the Foreign Operations appropriation.
(The main exception has been Section 1004 of the 1991 National Defense
Authorization Act [P.L. 101-510], which allows the Pentagon to provide
military aid for counter-narcotics.) Allowing the Defense Department to
provide “defense articles, services and training” to other countries through
its own budget would call into question this long-standing arrangement.
Why does the terrorist threat require that aid be given outside the framework
of the Foreign Assistance Act? Indeed, why do we have a Foreign Assistance
Act if so much aid is being delivered under another authority?
Programs like Foreign
Military Financing (FMF) and International Military Education and Training
(IMET) already exist to grant defense articles, services and training
to other countries. These programs are directed by the State Department
and overseen by both houses’ Foreign Operations Appropriations subcommittees.
It is not clear why the administration’s request excludes the State Department
and the subcommittees. Is minimizing oversight a motive?
Conclusion
While we welcome
the implicit recognition that Colombia’s problems go beyond narcotics,
we are concerned about intensifying our overwhelmingly military approach.
Instead of embarking on what may be a long and painful counter-insurgency
commitment, we must realize that Colombia’s guerrillas, however barbaric
their actions, are ultimately just a symptom of their country’s deeper
historic social and economic problems. Defeating the FARC without attacking
these problems will do nothing to stop a future resurgence of equally
brutal violence.
It is unlikely that
a predominantly military approach can bring the security, governability
and reform needed for a stable democracy to flourish in Colombia. Since
the country is simply too large for the armed forces ever to maintain
a permanent presence in all of its territory, military aid must be seen
as a small piece of a much bigger puzzle. Not until Colombians are made
to feel like stakeholders in a system managed by an accountable, responsive
state will insurgency and criminality stop looking like attractive options.
A true “counter-terror”
approach to Colombia would be only partly military. Among other things,
the bulk of our aid must support the civilian part of Colombia’s state,
provide humanitarian aid to the displaced, help alleviate the economic
desperation of Colombia’s countryside, and protect human rights and anti-corruption
reformers both inside and outside of government. At the same time, the
full weight of our diplomacy must support all efforts to get peace talks
restarted with the FARC and to facilitate a cease-fire agreement with
the ELN.
While there is a
role for Colombia’s military, the international community must focus more
strongly on professionalizing and strengthening Colombia’s civilian state
institutions. This could be made possible by increasing international
support for peace negotiators, judges and prosecutors, human rights and
anti-corruption activists, honest legislators, reformist police and military
officers, muckraking journalists, and others who want to build a real,
functioning democracy. Alternative development, infrastructure programs,
and other state investment can create the conditions for a functioning
legal economy in neglected rural areas. Drug-consuming countries must
spend more money at home on efforts to reduce demand, which most studies
indicate is most effectively achieved by offering treatment to addicts.
Our aid must seek
to alleviate – not worsen – the insecurity, poverty and injustice that
feed Colombia’s violence. An overly militarized “sledgehammer” approach
may only make the situation worse.
Thank you very much.
Figure 1. Andean
Coca Cultivation
|
South
American coca cultivation has moved from country to country but stayed
remarkably steady overall. It is worth noting that the total amount
of coca grown on the entire continent – 223,700 hectares in 2001 –
adds up to 864 square miles, an area 83% the size of Rhode Island. |
Table 1. All aid
to Colombia since 1997
1a.
Economic and Social Programs
|
ESF
[Economic Support Fund]
|
DA
[Development Assistance]
|
CSD
[Child Survival and Disease Programs]
|
P.L.
480 food assistance
|
INC [International Narcotics
Control]
|
Econ/
Social Total
|
1997
|
0
|
0
|
0
|
0
|
0
|
0
|
1998
|
0
|
0.02
|
0
|
0
|
0.5
|
0.52
|
1999
|
3
|
0
|
0
|
0
|
5.75
|
8.75
|
2000
|
4
|
0
|
0
|
0
|
208
|
212
|
2001
|
0
|
0
|
0
|
0
|
5
|
5
|
2002
estimate
|
0
|
0
|
0
|
0
|
146.5
|
146.5
|
2003
request
|
0
|
0
|
0
|
0
|
164
|
164
|
1b.
Military and Police Aid Programs
|
INC [International Narcotics
Control]
|
FMF [Foreign Military Financing]
|
IMET [International Military
Education and Training]
|
Emergency Drawdowns
of counternarcotics assistance
|
"Section 1004"
[Defense Department counternarcotics aid]
|
"Section 1033"
[Defense Department riverine counternarcotics aid]
|
ONDCP
discretionary
funds
|
ATA
[Anti-Terrorism Assistance]
|
Mil/
Pol Total
|
1997
|
33.45
|
30
|
0
|
14.2
|
10.32
|
0
|
0.5
|
0
|
88.47
|
1998
|
56.5
|
0
|
0.89
|
41.1
|
11.78
|
2.17
|
0
|
0
|
112.44
|
1999
|
200.11
|
0.44
|
0.92
|
58
|
35.89
|
13.45
|
0
|
0
|
308.81
|
2000
|
686.43
|
0.4
|
0.9
|
0
|
90.60
|
7.23
|
0
|
0
|
785.56
|
2001
|
43
|
0.42
|
1.04
|
0
|
150.04
|
22.30
|
0
|
0
|
216.80
|
2002
estimate
|
252.5
|
0.42
|
1.18
|
0
|
84.99
|
4.00
|
0
|
0
|
343.09
|
2003
request
|
279
|
104
|
1.18
|
0
|
108.54
|
11.18
|
0
|
25
|
528.90
|
(Millions
of dollars. Estimates, derived by averaging two previous years, are in
italics. For links to source materials, see http://ciponline.org/facts/co.htm)
Table 2. Colombia’s
illegal armed groups
Group
|
Approximate
size
|
No.
of fronts
|
Leader
|
Annual
income
|
Revolutionary
Armed Forces of Colombia (FARC)
|
18,000 plus
several thousand militia
|
About 70, plus
mobile units
|
Pedro Antonio
Marín, alias Manuel Marulanda alias “Tirofijo” (“Sureshot”)
|
Estimates range
from $200 million to $600 million
|
National
Liberation Army (ELN)
|
3,500-4,000
|
41 fronts and
eight urban commands
|
Nicolás Rodríguez
alias “Gabino”
|
Less than $100
million
|
United Self-Defense
Forces of Colombia (AUC)
|
11,000-15,000
|
Seven affiliated
regional paramilitary groups and ten regional “blocs”
|
Carlos Castaño
(political leader), Salvatore Mancuso (military leader)
|
No good estimates
exist; likely similar to FARC
|
Narcotics
trafficking organizations
|
At least 4,000
|
162 gangs,
most specializing in one aspect of drug production or trafficking
|
Decentralized
|
$2 billion
- $5 billion
|
Figure 2. Tax collection
in selected countries
Figure 3. Map of
Arauca, Colombia
[5] Marcella, “The U.S. Engagement with Colombia: Legitimate
State Authority and Human Rights,” op. cit.
[12] United Nations, High Commissioner for Human Rights,
“Advance Edited Version: Informe de la Alta Comisionada de las Naciones
Unidas para los Derechos Humanos sobre la situación de los derechos
humanos en Colombia” (Geneva: March 13, 2002): <http://www.unhchr.ch/pdf/17AV.pdf>.
[14] Campaign of Alvaro Uribe Vélez, “Propuesta Programática:
Un millón de colombianos colaborando de manera transparente
con la Fuerza Pública, capacitados para actuar en solución pacífica
de conflictos y como promotores de DDHH” (Bogotá: document obtained
April 2002).
[16] Alexei Barrionuevo and Thaddeus Herrick, “Threat
of Terror Abroad Isn't New For Oil Companies Like Occidental,” The
Wall Street Journal (New York: February 6, 2002).