CIP
memo: Colombia’s Álvaro Uribe – The first 100 days
MEMORANDUM
November 18, 2002
To: Foreign Policy aides
From: Adam Isacson, senior associate; Alison Hare, researcher
Re: Colombia’s Álvaro Uribe – The first 100 days
Colombia – the site
of the Western Hemisphere’s worst conflict and the world’s number-three
U.S. military aid recipient – elected a new president in May 2002. Exhausted
by an endless war with two leftist guerrilla groups and rightist paramilitaries,
and frustrated by a failed attempt to negotiate peace, Colombians cast
their votes for a candidate promising to fight the war in earnest. Álvaro
Uribe, the first third-party president in decades, was inaugurated on
August 7.
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Álvaro
Uribe
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The new “law and
order” president has lived up to his reputation as a workaholic. He and
his cabinet have traveled throughout the country, holding dozens of “town
meetings” on security issues. Mr. Uribe is viewed as intolerant of corruption,
and has been closely managing military efforts to recover territory from
the Revolutionary Armed Forces of Colombia (FARC) and National Liberation
Army (ELN) guerrillas. As a result, after 100 days in office, his approval
ratings exceed 70 percent.
The new president
is also very controversial. As recently as 2000 he was viewed as a leader
of the country’s right-wing fringe, known primarily as an outspoken opponent
of peace talks and as the author, while a provincial governor in the mid-1990s,
of a disastrous experiment in creating legal civilian self-defense groups.
As president, Mr. Uribe immediately invoked legal mechanisms allowing
him to rule in part by decree. Several decrees aimed at improving security
have alarmed defenders of human rights and civil liberties worldwide,
though they enjoy the Bush Administration’s enthusiastic support.
For the most part,
it is still too early to tell what effect Mr. Uribe’s security policies
will have. The FARC have carried out few actions since launching inaccurate
but deadly mortars in the capital during the inauguration – the guerrillas
are in a state of tactical retreat, perhaps preparing a new, likely urban
offensive. The paramilitaries have been relatively quiet as well. Because
only 100 days have passed, many of the following concerns about Mr. Uribe’s
new measures are still speculative. However, the policies and strategies
discussed below need to be closely monitored, given the growing U.S. involvement
in Colombia.
“Internal Commotion”
On August 11, Mr.
Uribe declared the strongest state of emergency that Colombia’s constitution
allows. Under a “state of internal commotion,” the president can issue
security-related decrees for a 90-day period that may be renewed twice.
Mr. Uribe has made clear his preference that the law be changed to make
the “internal commotion” mechanism permanent.
Within the “internal
commotion” framework, Mr. Uribe has granted many new powers to Colombia’s
military and police. The security forces may now “preventively” arrest
civilians for several days without warrants or charges, and in “urgent”
cases without any prior judicial authorization. Rules have been eased
for raids and searches of homes and offices, again without prior judicial
notification if “urgent.” Rules have also been loosened for wiretaps and
other telecommunications intercepts. Mr. Uribe has also re-instituted
the practice of providing payments to citizens who offer useful information
to the security forces.
Some of these measures
– particularly those allowing actions without judicial involvement and
those blurring the distinction between civilians and combatants – appear
to run counter to Colombia’s international human rights and humanitarian
law commitments. Many critics worry that in practice, guerrilla groups
will not be the main targets of Mr. Uribe’s decrees. The more frequent
targets of arrests, searches and wiretaps may be Colombia’s non-violent
opposition – the human rights defenders, peace activists, labor leaders,
minority political parties, journalists and others who already operate
under highly threatening conditions.
Indeed, at 4:45 AM
on October 25, 40 members of Colombia’s army and secret police broke windows
and forced their way into the offices of the Permanent Assembly of Civil
Society for Peace, a pro-negotiation group known for holding annual national
meetings attended by thousands. The security forces spent nearly two hours
reading through the Assembly’s files and computer hard drives, finding
nothing and leaving no explanation for their raid. Colombia’s dozens of
other human rights and peace organizations, thoroughly intimidated, wonder
if they are next.
Supporters of the
“internal commotion” measures argue that these extra executive-branch
powers are similar to those invoked by European governments to combat
Marxist terrorist groups in the 1970s, or to some elements of the anti-terror
policies that the United States is adopting today. A crucial difference,
however, is that the U.S. and European governments have strong institutions
in place capable of punishing those who abuse this broad power to violate
citizens’ basic rights. Such guarantees do not exist in Colombia, where
the judicial system is deeply troubled and over 95 percent of crimes go
unpunished.
Mr. Uribe’s interior
and justice minister, Fernando Londoño, has expressed a desire to go further,
restoring the “state of siege,” a mechanism banned by Colombia’s 1991
constitution that would allow the armed forces to interrogate civilians
and try them in the military court system.
“Rehabilitation
and consolidation zones”
Mr. Uribe’s decree
also empowers him to establish a stricter state of emergency in specific
areas. In these so-called “zones of rehabilitation and consolidation,”
the president names a special military commander, who can impose curfews
and restrictions on citizens’ movement (such as roadblocks and transit
permits), accumulate personal information about residents, and detain
anyone not carrying proper identification. Foreign citizens must give
the Colombian government eight days’ notice before visiting one of these
zones.
On September 21,
President Uribe named two “rehabilitation and consolidation zones.” The
first runs through the Montes de María region of Sucre and Bolívar departments
in northern Colombia, the site of some of the paramilitaries’ most horrific
massacres of recent years.*
The other zone is
in the department of Arauca, where the United States has proposed to spend
more than $100 million to help Colombia’s military protect an oil pipeline
subject to frequent guerrilla bombings.
The pipeline – of which a U.S. company, Occidental Petroleum, has a 44
percent share – in fact passes through both “rehabilitation and consolidation
zones.”
The military has
so far detained hundreds of people (most have been released), searched
hundreds of homes and businesses, and carried out a census of residents
in these zones. In Saravena, Arauca on November 12, about 1,000 people
were rounded up off the streets and taken to the stadium for processing;
eighty-five were detained on suspicion of collaborating with guerrillas.
Though claims of
abuses received so far are difficult to verify, there is great reason
for concern that abuses will result when the armed forces – an institution
trained to kill an armed enemy with overwhelming force – are in constant
contact with the civilian population and given the power to arrest and
question them. When violations occur in these zones, will victims be able
to denounce them? Will investigators be able to verify them? Will the
judicial system be able to try them? Or will the military enjoy near-total
impunity? “Since there is a lack of clarity, vague norms, no principle
of distinction between combatants and non-combatants, and no judicial
control, we believe that there could be a high risk of human rights violations,”
warned Amérigo Incalcaterra, the acting director of the UN High Commissioner
for Human Rights’ field office. [1]
War tax
In response to the
underfunded Colombian government’s constant fiscal crises – as well as
U.S. officials’ admonitions that Colombia must contribute more to its
own war effort – Mr. Uribe decreed a one-time levy of 1.2 percent of the
liquid assets of the wealthiest Colombians. The special tax is expected
to raise about $800 million, nearly 1 percent of Colombia’s annual gross
domestic product, all of which will go to the security forces.
The tax is an important
step in a country where the wealthy pay little taxes and make few other
sacrifices (The World Bank estimates that Colombia collects 10.1 percent
of the economy as taxes, half the U.S. figure, and Colombia’s National
Association of Financial Institutions estimates that only 1.9 percent
of the economy went to the armed forces in 2001.
[2] ) But it is a small step, and it leaves nothing for the non-military
part of the government. The $800 million – equal to what the United States
provides Colombia’s military and police every twenty months – will probably
bring improved military capability, though the armed forces will still
be too small and too poorly equipped to take on a combined 35,000 guerrillas
and paramilitaries. Meanwhile, Mr. Uribe is moving still more money to
the military by slashing social spending – a counterproductive move in
a country where 64 percent of the population subsists on less than $2
per day. [3]
Network of informants
With the military
too small and underfunded – and U.S. aid alone unable to fill the gap
– President Uribe’s strategy relies instead on cheaper – and much riskier
– measures involving civilians. His flagship program is a network of civilian
informants that will pass information to the security forces about possible
insurgent activities. The first phase involves recruiting volunteers to
inform about threats to roads and highways. Informers are receiving payments
for information – at first, Colombians were treated to television images
of payments being handed out to informants wearing ski masks for anonymity
(these public handouts were soon halted).
The main concern
about this plan is its obliteration of the line between civilians and
combatants, the “principle of distinction” laid out in international humanitarian
law. UN High Commissioner for Human Rights Mary Robinson warned in August
that it “could contribute, within the context of generalized violence
and the conflict’s degradation, to the civilian population’s involvement
in military operations or exposed to situations of great risk.” [4] In the guerrillas’ eyes, all non-combatants are now potential
collaborators with a security force that is too small and weak to protect
them. An ELN commander in the northern department of Cesar told the Los
Angeles Times in October that “the guerrillas had already infiltrated
police ranks and were developing a list of those participating [in the
informant program] to be targeted for assassination.” [5]
While these networks
are vulnerable to infiltration by guerrillas and paramilitaries, they
are also subject to abuse by people turning in others merely to settle
scores. “The system could become an instrument of personal vengeance,”
warned Colombian government ombudsman Eduardo Cifuentes in September.
At the same time, it is not clear whether the network’s warnings will
be heeded. In recent years Colombia’s military – citing a lack of personnel
or suspicions that the warning may be a setup for a guerrilla ambush –
has repeatedly failed to respond to alerts of imminent massacres. Why,
then, would it be better equipped to respond to tips from the informant
network?
Proposed “peasant
soldiers”
Another cheap and
potentially dangerous alternative is Mr. Uribe’s plan to recruit 20,000
peasants to perform security duties in zones where the armed forces’ presence
is scarce or non-existent. More than 180 of Colombia’s 1,050 counties
have no police, due to the FARC’s strategy of attacking small police posts
with overwhelming force (including the indiscriminate launching of gas-cylinder
mortars). [6]
Unlike police sandbagged
into their detachments, the 20,000 “peasant soldiers” would live in their
hometowns, returning to their residences when off duty. Though details
about this plan have yet to emerge, these recruits could be even more
vulnerable than the rural police they are meant to supplement. With the
thinly stretched security forces unable to protect them from a concerted
guerrilla attack, the “peasant soldiers” may find themselves dangerously
exposed – and their weapons and equipment could end up in guerrilla hands.
Operation Orión
On October 15, President
Uribe ordered the military to take over Comuna 13, a desperately poor
neighborhood of Medellín that had seen Colombia’s first example of urban,
house-to-house warfare between guerrillas and paramilitaries. The security
forces, accompanied by dozens of hooded civilian informants, detained
243 people, twenty-nine of them identified as leaders of the guerrillas’
urban militias (the rest were released). Oddly, “Operation Orión” ignored
some of the illegal armed groups that had been fighting for control of
Comuna 13 – the “Bloque Metro” and “Bloque Nutibarra” paramilitary groups,
which continue to accumulate power in Medellín’s poor neighborhoods.
No movement
on human rights
In general, Mr. Uribe’s
anti-guerrilla offensive has not been accompanied by a similar effort
to counter the paramilitaries, which accompany the FARC and ELN on the
State Department’s list of international terrorist organizations. Meanwhile,
as Human Rights Watch documented in a report released November 8, Colombia’s
attorney-general’s office has curtailed several investigations of military
officers suspected of collaborating with the rightist groups.+
Colombia’s human
rights defenders – non-governmental organizations, the attorney-general’s
badly weakened human-rights unit, and the government ombudsman’s office
– are losing political space. Threats and intimidation continue to force
effective activists into exile, and have turned many zones of the country
(including zones where U.S. aid is focused) into “black holes” for reporting
and documentation of abuses.
Mr. Uribe has proposed
to merge the ombudsman’s office (Defensoría del Pueblo) – a separate
branch of government and an important check on executive power –into the
government’s internal-affairs investigative office (Procuraduría),
and has sought to eliminate many of the ombudsman’s representatives at
the county level, known as personeros. According to the United
Nations, these reforms would leave “wide sectors of Colombian society
absolutely defenseless.”
Renewed negotiations
unlikely
Mr. Uribe deserves
praise for inviting the United Nations to play a mediating role in an
eventual negotiation with Colombia’s armed groups; this is a measure that
his predecessor, Andrés Pastrana, did not allow until his peace effort
was on the brink of collapse. Some hope can be found in the president’s
maintenance of contacts, if not full-fledged peace talks, with the ELN.
Peace negotiations
are unlikely to take place anytime soon, however. Mr. Uribe has set a
tough standard for a renewal of talks: the guerrillas’ acquiescence to
a cessation of hostilities. A battlefield struggle to force the guerrillas
to cease fire, however, could take years and cost untold thousands of
lives. It may be necessary to reconsider negotiation before the guns are
silenced.
Conclusion
Álvaro Uribe has
had an especially busy first 100 days in office. His work ethic, pursuit
of solutions, and law-abiding image have won him broad support among the
Colombian people, as well as the Bush Administration. On the other hand,
many of his security decrees raise very serious questions about the possibility
of abuse. Indeed, there is reason for concern that they will in fact leave
the country less secure.
Washington’s support
for Mr. Uribe cannot be unqualified, uncritical, or overly militarized.
Vigilance against excesses, vocal denunciation of human-rights abuse,
and defense of non-violent reformers must be key priorities of U.S. policy
toward Álvaro Uribe’s Colombia.
* See, for instance, Scott Wilson’s harrowing account
of the 2001 massacre in Chengue, Sucre, in the January 28, 2001 Washington
Post: <http://www.washingtonpost.com/ac2/wp-dyn/A56760-2001Jan27>.
[1] UN High Commissioner for Human Rights Bogotá Field
Office, “Preguntas al señor Amerigo Incalcaterra, director (e) de la Oficina
en Colombia del Alt Comisionado de las Naciones Unidas,” (Bogotá: October
1, 2002) <http://www.hchr.org.co/estadosexcepcion/ex0200.html>.
[2] The World Bank, “Table 14. Central Government
Finances,” World Development Report 2000/2001 (Washington: World Bank
Group, 2000): 300 <http://www.worldbank.org/poverty/wdrpoverty/report/tab14.pdf>.
Government
of Colombia, Ministry of Defense, "Es necesario aumentar el gasto
en defensa y seguridad nacional, sostiene Ministro de Defensa," (Bogotá:
SIDEN, March 11, 2002) <http://www.mindefensa.gov.co/politica/intervenciones/pdinterv20020311minbell_radio.html>
[3] “Bomba de tiempo,” Semana newsweekly
(Bogotá: May 6, 2002).
[4] Letter from High Commissioner Mary Robinson to
President Uribe, August 26, 2002 <http://www.hchr.org.co/estadosexcepcion/ex0200.html>.
[5] T. Christian Miller, “Tipping the Scales in a
War,” The Los Angeles Times (Los Angeles: October 31, 2002) <http://www.latimes.com/news/printedition/la-fg-inform31oct31004449.story>.
[6] Federación de Municipios de Colombia, “Problemática
de alcaldes en Colombia,” (Bogotá: Federación de Municipios) <http://www.rds.org.co/~wwwfcm/SINTESISCRISIS050902.doc>.
+ This report is available online at <http://hrw.org/reports/2002/colombia/>.